Operations & Technology Risk and Controls

New York, NY
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Our client, a leading global financial services company, has approximately 200 million customer accounts and does business in more than 140 countries. They provide consumers, corporations, governments and institutions with financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management.

Process & Routine development: Support Enterprise Operations & Technology (EO&T) in developing and establishing standards for consistent management of Enterprise MCA Profile (EMP) / Standard MCA Profile (SMP) owned and adopted. Support EO&T in developing procedures and routines to drive consistency and effectiveness across key risk and controls in the L1 space.

Quality Control: Work with EMP/SMP Owners and L1 Risk SME to identify and resolve Activity Risk Control Monitoring (ARCM) deficiencies. Work with Reporting lead to design reports to monitor quality.

Analysis: Analyze ARCMS, issues and ops losses associated with L1 Risk and identify opportunities to strengthen Controls or EMP/SMP creation or automation. ARCM Rewriting: Work with EMP/SMP owners, L1 Risk Subject Matter Experts (SME)s and Assessment Unit (AU) Owners to rewrite ARCMs to new L1 Risk Control Requirements

Project Mgt: Lead initiatives for the EMP/SMP creation/ deployment and L1 Risk control requirement adherence. Identify opportunities for MCA process automation including controls and monitoring. Provide project updates for EO&T leadership: Communication /

Socialization: Work with the EMP / SMP owners and AU Architect / Delegate to drive the successful implementation of EMP/SMP and L1 Risk process modifications


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