Global Regulatory Reporting Reg Reporting Background

Tampa, FL
Apply Now Back to Results
Global Regulatory Reporting – Reg Reporting Background

Job Description:

Roles are part of the Global Regulatory Controllers Group, which is a high-profile function, providing financial information to the regulators including Client Bank (FRB) and Office of the Comptroller of the Currency (OCC). Positions will have a high level of visibility within the organization with opportunities to work directly on a regular basis with Management and will also interact very closely with other groups throughout Client, including Risk, Treasury, Controllers, SEC Reporting, Accounting Policy, Financial Planning & Analysis, Capital Planning, and Finance & Risk Shared Services.


Preparation and analysis of the quarterly, semi-annual and annual Regulatory Reports required by FRB and OCC for Banking and Banking entities, including FR Y-9C, Call Report, and Comprehensive Capital Assessment Review (CCAR). Other responsibilities include certain earnings release, 10-Q/10-K disclosures, preparation of Board of Directors and Senior Management Presentations and Analyst Packages, maintenance of the global Accounting Policy Manual, internal controls on Regulatory data integrity, data quality improvement projects as well as implementation of new reporting systems.

Lead several high-level initiatives which includes review of various reporting, executing transformation commitments, and analysing data tracing exceptions.

Work and partner with multiple areas across Client, including Controllers, Treasury, Risk, Accounting Policy, Financial Planning and Analysis, Capital Planning, Finance & Risk Shared Services, Legal, and the Enterprise Chief Data Office, Internal Audit to maintain a high level of quality and accuracy of the report filings.

Responsible for providing robust metrics, data-driven insights, and effective technologies for best-in-class risk quantification across the FR Y-14 schedules as well as to develop materials supporting the CCAR CFO attestation.

Apply quantitative techniques and solutions to analyze large datasets for FR Y-14 Schedules and broader CCAR datasets

Develop FR Y-14 attestation materials and dashboards for senior management summarizing the results of the review prior to submission

Perform issues assessments, including quantitative and qualitative issues impacting specific schedules included in Client's Y-14 (CCAR) filings. Investigating and assessing issues raised by regulators on items reported in Y-14 schedules related to actuals

Assess the effectiveness of known compensating controls and assessing issues for possible restatement. Maintain a log of the issues and assessments (including remediation programs and compensating controls) for issues identified

Review the existing exception management process, internal and regulatory, to assess data quality and completeness while proposing and implementing enhancements where required

Assist in driving remediation of material issues impacting our internal and external reporting on a timely basis.

Participate in formulating and setting strategic direction for the process, organization and architecture covering Finance across Client businesses, products, functions and locations.

Apply Now Back to Results

Apply Now



Required, maximum file size is 512KB, allowed file types are doc, docx, pdf, odf, and txt